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Advisor Group, Ameriprise, Cetera, Commonwealth, LPL and Raymond James are getting bigger and streamlining a crowded field of business as they go.
December 15 -
The program offers veterans who face complex benefits systems help tailored to their unique needs.
November 14 -
The brokerage added more than 200 independent financial advisors for the second quarter in a row while driving up the productivity of its existing ranks.
October 26 -
As part of a long-term industry shift, firms like Ameriprise, Commonwealth and Northwestern Mutual get most of their business from advisory fees.
August 31 -
These are the largest firms with financial advisors who work with broker-dealers but aren't their employees.
August 22 -
CEO Jim Cracchiolo views incoming advisors as “a continued good opportunity” for the firm, he told analysts on an earnings call.
July 27 -
Financial advisor Jennifer Marcontell went independent after more than 20 years with her prior brokerage, which itself is making a major change to its structure.
July 8 -
The regulator charged RiverSource with violating a provision of the Investment Company Act that’s never previously been part of an enforcement action.
May 26 -
The wealth programs in the channel are going through a significant shift amid major recruiting moves and consolidation, according to a consultant’s report.
May 2 -
The firm’s financial advisor headcount and its client assets drove up its business in the first quarter, despite the impact of lower asset values.
April 26