Banco Popular de Puerto Rico

Remember the DOL Fiduciary Rule? The Fiduciary Rule, which outlined the fiduciary responsibilities of financial professionals to retirement account holders, was initially supposed to be phased in starting in 2017.

Lack of data integration can prevent asset managers from maintaining adequate control of their company data, increasing the likelihood of less than optimal results. Enter data-as-a-service providers, with the tools and know-how to address data silos and other informational inefficiencies.

For more than 20 years, series trusts have been popular organizational structures for launching a new mutual fund. Today, hundreds of funds throughout the mutual fund industry with assets measured in the hundreds of billions utilize a series trust structure.

Investment advisers who manage client assets in separately managed accounts (SMAs) may encounter challenges scaling their products or executing certain strategies within an SMA.

Alternative assets have gone mainstream and are poised to keep growing in the coming years.

At its core, custody servicing was designed to follow trades through their settlement cycle, initially focused on the safekeeping of assets.

December 1997 feels like it was yesterday. That was when I, along with a team of individuals went head on into the Blue Sky world and developed our technology solution.