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Under settlements with the SEC, Wells Fargo and BNP Paribas will pay millions of dollars in penalties for employees using unofficial communications like WhatsApp. In all 11 firms agreed to pay penalties, while the CFTC took separate actions.
August 8 -
As policymakers fear a deflation spiral reminiscent of the Great Depression, contrarians wonder if ultra-loose monetary policies can inspire growth.
May 5 -
The firm had received margin calls from counterparties including BNP Paribas after its trades went awry, people familiar with the matter said.
March 18 -
Whether it’s the products they’re developing or the projects they’re leading, the following asset management executives are among the most talented.
March 4 -
The firms broke with Climate Action 100+, a group of money managers overseeing more than $33 trillion, during this proxy season.
September 18 -
Practitioners say the rules conceal problems that regulators never fully considered.
August 21 -
Mounting concern over the potential impact of rising interest rates has many investors seeking lower-cost options.
August 3 -
Many firms are finding new ways to incorporate computer models and data science into their research.
August 1 -
Advice from DoubleLine founder and CEO for competing with the ever-evolving robo landscape? “Work hard.”
June 26