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After the client died at age 98, the advisor allegedly moved on to bilk another elderly investor, authorities say.June 16
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The acquisition, set to close later this year, will create a behemoth among custodians.June 4
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The Justice Department’s antitrust division has signed off on the takeover without requiring any changes, according to a person familiar with the matter.March 30
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The advisor had been previously arrested at the airport prior to boarding a flight.March 23
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The settlement marks the bank’s largest yet from a series of scandals that claimed two chief executive officers.February 21
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He used client funds money to pay for massages, jewelry and to shore up his wife's failing pet store.January 14
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The advisor was charged with overbilling clients by hundreds of thousand of dollars and diverting millions from the company’s payroll to his own account.January 7
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Following a plea agreement, Bradley Mascho is sentenced for his role in defrauding investors of more than $20 million.September 6
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Over a nine-year period, he allegedly defrauded clients of more than $2.1 million.September 4
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The once high-profile RIA owner ran a $20 million Ponzi scheme, federal prosecutors said.August 1
