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More than 60 lawyers wrote in response to a memo by Deputy Attorney General Todd Blanche that called for a broad reorganization of the department.
April 4 -
The deal would end an investigation into Morgan Stanley's employees' handling of stock sales big enough to move markets.
January 12 -
The former broker's last-ditch effort to convince a former friend and victim that his money was secretly invested and doing well only led to more charges.
January 19 -
The clearing brokerage and custodian to Naseem Salamah’s former RIA employer has provided restitution to the three “elderly” victims, records show.
March 31 -
The unregistered financial advisor’s crimes became only the latest example of how securities cases can spill over into substance abuse and violence.
March 29 -
Jose Ramirez says he doesn't recognize the criminal mastermind portrayed in the SEC's complaint against him.
June 11 -
DaRayl Davis used his clients' money to rent a fancy Hollywood mansion, purchase over $100,000 in airline tickets and pay off massive credit card bills.
May 5 -
He allegedly used the money to pay gambling debts and credit card bills, according to federal prosecutors.
February 17 -
The government called the companies’ decision to halt their combination “a victory for American consumers and small businesses.”
January 13 -
James Booth’s seven-year fraud bilked investors out of nearly $5 million.
November 24