DoL

Here are key takeaways from a Department of Labor fact sheet.

A $650M firm serving HNW clients wanted help "navigating regulatory change."

Experts and advisers weigh in on what to expect and how to discuss the future.

Here's how the outcome of the presidential election could affect the trajectory of the Labor Department's regulation.

A federal judge categorically rejects claims by an insurance group that the agency overreached. The ruling "sets the tone" for other suits nationwide, an investor advocate says.

While a federal court allowed the organization to file a brief saying it upheld fiduciary values, it should not be providing expert opinions, writes the founder of a fiduciary consulting firm.

Following Commonwealth Financial Network's decision to cut its commission-based retirement business, some competitors head in the opposite direction.

New guidance from the Department of Labor provides conditions under which firms can offer bonuses and other compensation incentives.

The decision is effective immediately and was made within hours of the Department of Labor issuing new regulatory guidance on the fiduciary rule's implications.

That extra back-end comp "can create acute conflicts of interest," the Department of Labor says in newly provided regulatory guidance.