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The new hires join the fast-growing regional firm from Baird and J.P. Morgan Securities.
August 30
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Collectively the four firms provided market access to numerous clients that executed millions of trades per day.
July 27
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Second-quarter revenue climbed 9% year-over-year even as the number of advisers dropped by 6%.
July 14
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The adviser refused to provide the regulator with the documents it needed to investigate allegations that he converted funds from a bank customer.
June 26
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They play a critical role in recruiting and supporting advisers. See who made the cut for this year's honoree list.
June 26
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On Wall Street annually spotlights the work of the industry's elite leaders.
June 13
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One refused to cooperate with an investigation into allegations that he engaged in unauthorized trading in two customers' accounts.
May 18 -
The new hires joined from UBS and Morgan Stanley, according to the firm.
May 10
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Raymond James, RBC and Ameriprise were among the industry players to lure away talent from Merrill Lynch.
May 8
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Taking an agnostic approach, the firm seeks international opportunities. Plus; other launches.
April 18
