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A 41-year industry veteran says his practice was seeking “a new strategic partner to help us take the next step in our firm’s growth.”
April 26
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The Justice Department disclosed a felony probe the day before the broker’s termination.
April 6
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IBDs and regional firms are making the biggest changes, but RIAs have room for growth as well.
April 2
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A directive on ETFs took the advisor by surprise after several years with the No. 29 IBD, he says.
March 21
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ACG Wealth’s affiliated IBD has also added teams from LPL and Merrill Lynch. Its CEO says the firm is just getting started.
March 12
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Two Securities Service Network advisors have purchased 15 firms over a decade, and they plan to buy several more this year.
March 8
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The No. 9 IBD has emerged as one of the major players in a tough recruiting fight after the massive acquisition.
March 7
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The firm is tapping a pool estimated by LPL to be as large as 1,200 brokers with $35 billion in client assets.
February 14
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Cetera, Advisor Group and Securities America are unveiling upgrades they hope will help advisors save time while growing their businesses.
February 12
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Executives from Pershing and Fidelity say smaller firms can find a home in the hybrid space.
February 5
