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27 firms have signed on to the standard, but state regulators and industry groups are pushing for more.
September 27
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The move previews what will be a tough recruiting fight for the IBD giant following its massive buy.
September 12
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Securities America adds 10 advisors in the second recent poach by a Ladenburg Thalmann firm.
August 14
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The nation’s largest independent broker-dealer has had a net loss of 121 advisors this year, mostly to three major OSJs.
August 4
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Advisers face fewer choices for clients as both the rule and SEC enforcement roil the market.
June 20
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Wirehouses, broker-dealers and banks unveiled client-friendly policies while asking the agency for further delays.
June 8
