-
The firm also opened a new branch office to house its recruits.
November 19 -
The firm has picked up 19 advisors and opened six offices this year.
November 12 -
The new hires came at the expense of Merrill Lynch and Wells Fargo.
November 11 -
The wirehouse is making changes ahead of an expected wave of baby boomer departures.
November 6 -
As the college savings vehicle grows in popularity, regulator up scrutiny of brokerages’ recommendations to clients.
November 6 -
Two of the new hires have more than 20 years of industry experience each.
November 4 -
Two dozen advisors left the wirehouse in recent months to join the regional BD.
November 1 -
More than 400 advisors joined regional BDs last year, according to hiring announcements and BrokerCheck data.
October 28 -
The expansion is intended to free advisors to spend more time on client-facing tasks, executives say.
October 28 -
The latest move is part of the regional broker-dealer’s western expansion, including teams in Colorado, Arizona and Oregon.
October 22