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After the fiduciary rule was announced, it wasn’t clear how brokerage firms would adapt. Here's why the wirehouse is a standout on its approach to the new regulation, and why one competitor isn't.
October 12
Unison Advisors -
The advisers are industry veterans who joined the regional firm in two offices.
October 10
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Eight advisers opened a new office for Merrill Lynch's Private Banking & Investment Group, which serves ultrawealthy clients.
October 7
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The wirehouse, which is embracing the new regulation, is the first to unveil its strategy in depth.
October 6
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The long-serving executive will step down Jan. 1.
October 6
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“It will help them cope with some of the new burdens that the fiduciary requirement will impose on firms,” an industry analyst says.
October 4 -
Merrill Lynch's Stephen Stabile and others are using behavioral finance tools to make better plans for clients.
October 3
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Plus, Merrill Lynch grabs UBS planners who managed $750 million in client assets.
September 27
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The new recruit has been in the industry for nearly 3 decades.
September 26
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The fine is the largest ever by the agency for violations of the market access rule.
September 26
