Morgan Stanley Wealth Management

Renewed recruiting efforts and pumped-up tech are boosting headcount and fee-based assets.

The regulator found that the financial services company failed to take precautions in disposing of hardware that contained sensitive customer information.

A lawsuit will turn on whether UBS can demonstrate that Alexandra Van Meurs violated contract agreements when she and her team jumped to Morgan Stanley.

Wealth management profits fell, but a steep rise in transactional business offset some of the decline.

Fixed-income trading revenue almost tripled, driving a 73% jump in total trading that surged past expectations.

One recruit left an IBD to join the wirehouse.

Billion-dollar teams are voting with their feet. Here’s where they are going.

Marylin Booker accuses the company of failing to support Black advisors and criticizes its use of mandatory arbitration to settle employee disputes.

The new additions include an advisor with five decades of experience in the business, plus his two sons.

The moves also indicate advisors are more willing to make a career change following a recruiting slowdown due to the coronavirus.