SEC

The relief allows funds to obtain cash infusions through collateralized loans until the end of June.

Only a firm “actively swindling funds” would trigger an onsite visit, according to Peter Driscoll.

To hear some regulators tell it, “commission” is code for churning — but the fee-based vogue gives rise to reverse charges, writes Mark Elzweig.

The advisor had been previously arrested at the airport prior to boarding a flight.

Regulatory relief applies to advisors and investment funds but the commission stresses that fiduciary obligations still apply.

“Americans need to know they have access to their money," Treasury Secretary Steven Mnuchin said.

The VanEck fund’s sell-off was so violent that it triggered the SEC’s alternative uptick rule.

“This is a demand and supply shock,” Jay Clayton said, adding that he’s concerned businesses might not have access to all the credit they need.

Senior officials are growing wary of how firms are trying to recoup revenue amid the "race to zero" commissions.

Even with staff working from home, the agency “remains able and committed to fully executing its mission," the SEC said.