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The sale could see up to 50 advisors move to Stifel but doesn't involve B. Riley's 190 independent wealth managers.
November 1
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After adding 27 advisors in the past three months, CEO Ronald Kruszewski looks at the "recruiting landscape" and likes what he sees.
October 23 -
The advisor at the center of the case, Chuck Roberts, has been the subject of at least 19 customer complaints since late 2022.
October 7
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The deal comes an ongoing boom in private loans to businesses and consumers.
August 27
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CFO Jim Marischen commented on the company's cash sweep policies, following industry concerns about the practice.
July 25
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An aging advisor base, continuing consolidation in M&A deals and shrinking organic growth are causing teams to consider changes, J.D. Power said.
July 10
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After a mixed quarter for the firm's wealth unit, CEO Ron Kruszewski predicted that the Fed may cut rates zero or just once or even hike them in 2024.
April 24 -
The surprise new winner of a closely tracked customer report card surged to the top spot from No. 14 in a year of positive marks reflecting rising stock values.
March 21
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The St. Louis-based firm's earnings fell by 8.4% in last year's fourth quarter. But its wealth management business could not be stifled.
January 24
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The firm's bottom line took a one-time hit from legal expenses even as it recruited advisors and added to its assets.
October 25
