UBS

Collectively, this year’s mega movers managed more than $23 billion in client assets.

The team accused the firm of preventing them from properly conducting business with their clients, a charge that a FINRA arbitration panel rejected.

The new recruit generated $1 million in annual revenue.

The advisers are the first to obtain startup capital from the firm.

Robo advisers may have found the answer to a lingering problem for the financial industry: serving the mass-affluent in a profitable way.

A FINRA panel ordered the wirehouse to pay damages to two former clients who invested in Puerto Rican municipal bonds and closed-end funds.

The planners left J.P. Morgan, UBS and Merrill Lynch to go into business for themselves.

The new hires come from RBC, UBS and First Republic.

Two industry veterans joined the fast growing regional brokerage firm.

CEO Sergio Ermotti pledged that cost-cutting efforts are to continue.