-
The wire fraud charge came nearly four years after the CFP Board revoked his certification.
November 17 -
A 75-year-old widowed retiree allegedly lost nearly half of her $3 million investment in the scheme.
November 15 -
Tom Buck was once a top-ranked Barron's advisor at the wirehouse, where he worked for more than 30 years.
October 31 -
Bernard Parker spent his client's money on his home, car and father-in-law’s bills, according to federal prosecutors.
October 18 -
What led Louis Martin Blazer III to cooperate with federal prosecutors?
September 29 -
Louis Martin Blazer is a "cooperating witness" in the federal case targeting corruption in college basketball.
September 27 -
Advisor Munish Sood is charged with fraud and bribery by FBI and U.S. Attorney.
September 26 -
The advisor targeted clients he obtained at Social Security seminars, according to prosecutors.
September 26 -
The advisor was accused of stealing more than $1 million from his clients to pay for golf course fees, tanning salons and other personal expenses.
September 7 -
The one-time radio host allegedly spent client funds on a $1.45 million on a luxury suite at AT&T stadium, where the Dallas Cowboys play.
August 28