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Advisers join the regional broker-dealer from Wells Fargo and Charles Schwab.
July 11
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The brokerage firm promoted one of its own to replace a retiring senior vice president, while picking up two branch managers from rival firms.
June 22
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Three industry veterans – one with more than four decades of experience – oversaw more than $205 million in client assets, according to Raymond James.
June 20
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The broker allegedly talked clients into investing $115,000 in a technology startup where his friend worked as a computer programmer.
June 17
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Wealth management leaders are weathering current markets while aiming to jumpstart AUM growth with expanded client services and new tech tools.
May 31
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Information is flying at clients from TV and the Internet, and it's just too much, says Wells Fargo adviser Matt Fryar.
May 15
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The former rep allegedly stole $1,380 from a customer's bank account by issuing and then using a debit card without the customer's knowledge.
May 12
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Concerns about the new fiduciary rule helped propel the move, along with a drop in LPL service, an adviser says.
May 10
