Three LPL Financial advisers have jumped to Wells Fargo Advisors Financial Network, propelled in part by compliance concerns, including the Department of Labor's new fiduciary rule.

"In order to continue to grow with the DoL rule coming out of Washington and the market being lackluster, we felt that having the size and strength of a big company like Wells Fargo and Wells Fargo Advisors was the right choice," says Doug Lockwood, co-founder of the Harbor Lights Financial Group in Manasquan, N.J.

Register or login for access to this item and much more

All Financial Planning content is archived after seven days.

Community members receive:
  • All recent and archived articles
  • Conference offers and updates
  • A full menu of enewsletter options
  • Web seminars, white papers, ebooks

Don't have an account? Register for Free Unlimited Access