Wells Fargo
Wells Fargo
Wells Fargo is one of the largest banks in the United States, with approximately $1.9 trillion in balance sheet assets. The company is split into four primary segments: consumer banking, commercial banking, corporate and investment banking, and wealth and investment management.
-
The new recruits joined the regional firm from Wells Fargo Advisors.
December 1 -
The firm detailed its compliance plans while acknowledging that the regulation could be changed under President-elect Trump.
December 1 -
A planner's lawsuit claims the bank improperly funneled $3 billion into its own target-date funds.
November 30 -
The advisers joined the firm's independent and employee channels from rivals such as Morgan Stanley, Wells Fargo and Cetera.
November 29 -
The firm also asked for the suits filed in federal court to be thrown out.
November 28 -
The team leader is an industry veteran who spent 23 years at Wells Fargo and its predecessor A.G. Edwards.
November 22 -
The group, led by two brothers, joined the firm as partners and opened a new office for Noyes. It's now the firm's largest branch.
November 21 -
FINRA alleged he communicated with customers about standby letters of credit and bank guarantees outside the scope of his authority.
November 20 -
The move limits the bank’s ability to make golden-parachute payments and requires regulator approval before executives are hired.
November 19 -
The planners left J.P. Morgan, UBS and Merrill Lynch to go into business for themselves.
November 17
