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"The process has become enervating and exhausting and to the point where you don't even want to look at it anymore," an expert says.

The firms may or may not be vying against one another, but their advisor forces are moving in different directions.

Not all vehicles are created equal — and for high earners in particular, the conventional wisdom may not apply.

It's not too late for the the SEC to fix its flawed proposal before it issues its final rule, says the Democratic senator from Massachussetts.

The No. 1 IBD adapted Riskalyze to its still-evolving ClientWorks portal and added Black Diamond to its discounted vendor program.

Dan Arnold says the firm remains interested if deals are a match for the No. 1 IBD.

The firm aims to target affluent mainland investors for the first time, while making it free of various offshore investment restrictions.

Whether measuring performance against the market or a client’s own goals, the industry needs accountability.

The fees affected hundreds of thousands of customers and the total cost could climb to more than $180 million, according to a report in The Wall Street Journal.

Wirehouse policy changes are bearing fruit and leaving advisor career options in flux.