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The No. 1 IBD has completed the NPH acquisition, but CEO Dan Arnold unveiled further growth initiatives amid challenges to its dominance.
May 4 -
Dan Arnold received a 155% raise in his first year atop the nation’s largest independent broker-dealer.
April 2 -
At least three dual practices with nearly $1.5 billion in client assets have left since the No. 1 IBD unveiled the new guidelines.
March 8 -
After acquiring four firms’ assets, the industry giant still faces big challenges ahead.
March 2 -
Funds managed by Marco “Mick” Hellman sold most of their holdings, while CEO Dan Arnold received options worth $5 million.
February 28 -
Pole-vaulting advisor Mark Cortazzo’s practice marked at least the second hybrid in three months to leave the firm for Mutual Securities.
February 6 -
More than $34 billion in client assets moved into the No. 1 IBD’s fold in the first part of the acquisition.
February 2 -
Team of 9 advisors is latest to depart amid transition to LPL.
December 12 -
The No. 1 IBD unveiled a $1.1 billion firm that is part of the first incoming wave of NPH’s assets.
December 4 -
The firm aims to maximize its value to advisors, but observers caution that it faces big challenges.
November 8