Practice

A federal judge has signed off on the bankrupt crypto firm Genesis Global Capital's settlement with the Securities and Exchange Commission over allegations a digital-asset lending program it helped run violated the agency's rules.

The award was the highest pro rata compensation for executives at the bank.

Professor Mara Derderian at Bryant University explains why mentorship is vital to diversifying the male-dominated finance industry.

For the second straight year, Goldman Sachs shareholders have filed a proposal calling for more details on racial and gender pay gaps. The request comes as the investment banking giant faces scrutiny over its lack of high-ranking women leaders.

Paul Reilly is scheduled to hand the reins to his chief financial officer Paul Shoukry next year.

Misconduct categories, new sanction factors and tweaks to the oversight procedure finish a process that started in 2016, General Counsel Leo Rydzewski said.

Financial advice is a crowded field. Experts offer techniques to find new clients and distinguish your business.

It's not that most firms lack distinct services and a distinct character. It's that so many are bad at conveying these traits to potential clients.

In the era of artificial intelligence, clients of all ages and education levels are vulnerable to digital bunco artists. Here's how to help clients protect their investments.

Regulators contend two firms falsely advertised themselves as the first to apply artificial intelligence to investment recommendations.