Today's investors have a lot of choices. Find out how become the best one by offering clients and prospects an elevated experience. Hint: It will take the right support, which means finding a partner who prizes open-minded agility, offers senior-level access, respects your time with efficient answers and serves up expert technology.
Also, Raymond James lands a $420M father-son team from Edward Jones, Cetera recruits a $350M LPL duo, and Cambridge acquires a $1B AUM dual registrant.
With the rapid growth of the RIA industry, large wealth managers are increasingly finding ways to make money by supporting independent advisory practices.
The latest SEC Enforcement Activity report finds that the watchdog agency has only started four regulatory cases against public companies under the current presidential administration.
Savant Wealth Management, Moneta Group Investment Advisors and EP Wealth Advisors lead a group of fee-only firms with headcounts well above their peers.
Mindy Neira found that embracing her passions helped build a niche that fulfills her.
A new Cerulli report finds that advisors who outsource investment management spend more time in direct dealings with clients.
