Regulation

Donald Trump's election has caused the biggest dispersion among U.S. equities in almost eight years.

After more than three-and-a-half years at the helm, Mary Jo White made incremental moves to expand advisor exams, but did not move on structural reform or implement a uniform fiduciary standard, as many advocates had hoped.

If I were a bank, I'd worry that the advisers who leave aren’t just from the lower ranks, but some of the top tier as well.

The legal heads of both firms challenge arguments made against the ability of robo advisers to serve their clients.

Competition is rising from passive funds as managers find it harder to justify charges 50% higher than their developed-world peers.

The IBD selects UBS veteran to become CEO

"There are certain business models that will be significantly disrupted," Orion Advisor Service CEO Eric Clarke said in anticipation of a new Donald Trump administration.

While it’s early in the process, a number of names are being floated as possible contenders.

The commission will examine how digital advice platforms uphold fiduciary responsibilities and safeguard client data.

The global bond rout intensified on speculation that the Fed will raise rates as Donald Trump tries to increase spending.