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ICI president and CEO Paul Schott Stevens and ICI Global Managing Director Dan Waters today fired back at IOSCOs report on money market funds that includes a number of regulatory recommendations.
October 9 -
Goldman Sachs Asset Management (GSAM) hired Andrew Buddy Donohue, the former head of the U.S. Security and Exchange Commission's Division of Investment Management as its deputy general counsel.
October 9 -
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"To float or not to float? That is the question."
October 5 -
Securities and Exchange Commission member Daniel Gallagher said Thursday the stable net asset value of shares in money funds is again under review.
October 5 -
Sure, it slows down decisions. Sure, it's difficult to do.
October 5 -
An agreement reached in the Lehman Brothers liquidation proceedings could pave the way for customers of the failed brokerage to see 100% recovery without using any fund advances from the U.S. Securities Investor Protection Corp.
October 5 -
Touchstone Investments has hired BNY Mellon as its accounting and administration, transfer agency and blue sky service provider for four additional Touchstone funds.
October 4 -
Mutual fund executive John Mattera, of Fort Lauderdale, Fla., pleaded guilty this week to three criminal counts, including conspiracy, securities fraud and wire fraud, in connection to an $11 million scam involving the sale of non-existent private shares in companies such as Facebook (FB) and Groupon (GRPN).
October 3 -
In sharply worded speech to the Exchequer Club last month, the outspoken regulator said some executives "fail to grasp" the public's mistrust in banks.
October 1