Regulation

BOSTON-Mutual fund companies must stay on top of their compliance programs, particularly because Congress is likely to pass new financial regulations, executives warn.

BOSTON-Mutual fund companies must stay on top of their compliance programs, particularly because Congress is likely to pass new financial regulations, executives warn.

BOSTON-Mutual fund companies must stay on top of their compliance programs, particularly because Congress is likely to pass new financial regulations, executives warn.

BOSTON-Mutual fund companies must stay on top of their compliance programs, particularly because Congress is likely to pass new financial regulations, executives warn.

BOSTON -- Mutual fund companies must stay on top of their compliance programs, particularly because Congress is likely to pass new financial regulations, executives warn.

Critics pan plan to limit growth and risk as vague and unworkable

The Depository Trust and Clearing Corp. has enhanced its mutual fund services to include 529 college savings plan information in a streamlined manner for broker/dealers and other financial distributors. New functionality has been added to the transactional hub Fund/SERVE and to network account reconciliation.

Claim SEC Exceeded Its Authority

Federal Deposit Insurance Corp. Chairman Sheila Bair said the FDIC may shelve its use of rating agencies in setting insurance premiums for large banks.

Among the many losers in Massachusetts' special election this week: the Obama administration's bank tax.