RIAs

"It took a little time to regain our equilibrium."

Fear and worry are rampant. One client asked if any other client had recently returned from China.

Advisors can use the information to build custom, values-based portfolios for their clients.

The settlement would apply to advisors who participated in the firm’s deferred-compensation plan from February 2011 through January 2020.

Compensation is critical — and keeps climbing — as 76% of RIAs say they plan to poach advisors from other firms.

Faced with the retention risk from the RIA-only channel, firms are trying to alter their company cultures and questioning traditional approaches.

I don't need outside credentials to bolster my credibility — I have my own.