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It may seem counterintuitive, but differences of opinion can improve an organization.
July 3
Carson Wealth -
An advisor of 36 years, Jay Mastilak moved to Stifel from Wells Fargo.
July 3
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Clients seeking to recoup some $14 million in damages have received only 12% of their total claims, according to an SEC-appointed receiver.
July 3
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The RIA adds $600M in AUM with its third acquisition of the year.
July 2
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“We are not delaying and we are not changing the standard,” Chairwoman Susan John says of pressure to weaken the board’s tougher guidelines in line with the SEC’s Reg BI.
July 2
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Recruitment is ongoing — not a one-time sales pitch.
July 2
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Digital transformation will only accelerate, a technology consultant tells wealth managers.
July 2
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The 18-month-old Sanctuary Wealth caters to breakaways but is also open to independent advisors as well, CEO Jim Dickson says.
July 1
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The combined AUM of the top 10 companies has soared by 60% to more than $770 billion over the past five years.
July 1
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It’s not as easy as hanging out a shingle. Advisors and back-office employees need to master certain traits.
June 28
