RIAs

The recruits include a 37-year industry veteran who co-managed $240 million in client assets.

Revisiting his predictions from 2017, he doubles down on the importance of firms adapting to embrace industry trends — and offers some new forecasts.

Advisors will find the lowest, near-zero fund. Do they read the fine print?

Two teams with $344 million in total AUM are tasked with expanding the firm’s presence in Mexico and South America.

As robos take over investment management tasks and younger clients demand more services, advisors need to reimagine what they offer.

The regulator disclosed a transformative rule change, sparking outrage among fiduciary advocates and some advisors.

The rule can only be effective if the investing public accurately understands its implications, says the firms’ chief platform officer.

Brokers “have become accustomed to this kind of deal structure,” COO Ed Swenson says.

The fast-growing firm now has more than 100 brokers.

"The more objective you can make things, the better it will be," an expert says.