RIAs

If advisors aren’t present in their clients’ phones, warns the head of the RIA services platform, "they are going to become irrelevant."

The bank has been striving to lure away top talent from the wirehouses.

Are these companies really able to disrupt the current market? And which tech giant is closer to customers?

Though the firm reduced recruiting efforts in 2016, it continues to selectively hire talent from rivals.

The platform provider will keep its New York offices.

The private-equity backed aggregator bulks up to 39 offices with its second acquisition of the year.

One of the two new hires is an industry veteran of 34 years.

Thomas Buck misled clients in order to charge them excessive commissions, according to federal prosecutors.

The hybrid RIA wants to reach $10 billion in assets within four years.

After half a century, Christopher Sargent is making his first career change.