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Garcia will take on the task of extending the banking giant's reach in Miami.
August 2
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The move comes amid predictions that clients will increasingly base wealth management decisions on online testimonials and ratings.
August 2
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Lisa Opoku follows Julian Salisbury out the door of the Wall Street stalwart.
August 1
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The independent RIA looks to the Wall Street stalwart for its expertise in alternative investments.
August 1
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The deal will preserve independence in the face of competitive pressures, the outgoing CEO of Sentinus said in an interview.
August 1
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A prominent compliance consultant lists the top reasons firms turn to outside experts for regulatory assistance.
July 31
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The change follows multiple reorganizations of the Wall Street giant's asset management division.
July 31
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The author learned fast that running an OSJ has little overlap with operating a fully independent, multicustodial firm.
July 31
Concurrent -
Despite the rate of M&A slowing in the industry, LPL says it will continue to be a "significant source of growth."
July 26
