RIAs

Exclusive: Top Labor official says, “If we think there is some continued abuse that hasn't been adequately addressed, we'll figure out what to do."

“A great win for the middle class," a proponent says, as others note the changes already occurring at planning firms.

Recruits from UBS and Morgan Stanley left the wirehouses for the independent side of Wells Fargo.

Advisors should focus on key questions to best estimate how much retirement savings a client really needs.

Massachusetts securities authority goes further than SEC or FINRA in its examination of automated advice.

Labor Department event planned for next week.

On Wall Street honors the industry's leading branch managers.

The self-regulatory organization acted out of concern for the client who might not be aware of the important factors relating to moving their assets with an advisor switching firms.

Voices: Advisors still relying on spreadsheets for basic planning run a very real risk of becoming obsolete in the near future.

Private equity is voting for the independent model with its checkbook, and the appetite shows no sign of abating.