RIAs

UBS continues to lose larger advisory teams after making changes to compensation policies last year. Meanwhile, Ashton Thomas and LPL both score advisory teams.

Amid the great wealth transfer, having a flexible tech stack that attracts young, next-gen clients is a must.

Retiree income in the U.S. lags far behind the national median for household earnings, but these top cities are bucking the trend, according to a new SmartAsset study.

The flow of financial advisors to the independent channels is certainly accelerating. But the traditional brokerage giants still offer advantages for some teams.

With more than $8 billion in assets under advisement, Simon Quick can comfortably serve high net worth clients. And it's managed to get there without private equity.

Also this week, LPL picks up teams from Cetera and Ameriprise and Stifel draws from Merrill

Regulators discovered Julie Darrah had been siphoning millions from elderly clients after WEG bought her practice in 2021.

That giant question could bring any number of different answers based on a variety of factors. Here's how four experts break it down.

Gabriel Kaplan of Wealth Habits used to give his virtual assistant around 20 hours per month of work. AI tools in his tech stack have greatly reduced that amount.