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RIAs
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What I learned from my first client
“He became very unreasonable.” It soon backfired when adviser Michael Martin bowed to pressure from a client to take on his father-in-law.
$245M Morgan Stanley team goes independent
The group says it wanted to offer clients greater transparency.
What the tech-averse adviser is missing out on
Planners using the latest digital tools report higher AUM than their colleagues, Fidelity says.
Mutual fund alphabet to lose letters in the fiduciary future
Advisers face fewer choices for clients as both the rule and SEC enforcement roil the market.
CFP Board proposes tightening fiduciary requirements: 'Huge step' or 'double standard'?
Even as the board seeks stricter fiduciary rules, there are concerns about loopholes on conflicts and commissions.
Kitces: Managing clients’ cash cravings
New research suggests we’re hardwired to crave substantial liquid reserves, but advisers can blunt it — if not outright quench it.
$8B breakaway UBS team hit with lawsuit
The wirehouse files for a restraining order in wake of move to Dynasty.
UBS loses $1B team to breakaway startup
New firm FallLine Securities caters exclusively to advisers serving ultrawealthy clients.
Voices
CFP Board to remove Instagram post that drew outcry
Eleanor Blayney
CFP Board Consumer Advocate
CFP Board
After a social media quote provoked criticism, the special adviser on gender diversity replies.
Where do RIAs custody? You may be surprised.
Custodied assets from advisers are shifting in unexpected ways, as Financial Planning’s exclusive research shows.
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