RIAs

More than a third of financial advisors will retire in the next decade in a profession in which nearly 3 out of 4 rookies fail to make the grade, creating a headcount problem for the industry.

The plan comes as part of CEO Ermotti's goal of narrowing the distance between his firm and its U.S. wealth management rivals.

Arbitration panels and courts have already shown openness to arguments that deferred compensation is protected under federal retirement law.

Sixteen advisors argue the megabank owes them more than $270 million over false promises they were made when being recruited.

Executives at the Zurich-based bank say $27B in net new assets for the first quarter put the firm well on its way to its wealth management goals.

An M&A deal brings a fourth office location to the ambitious firm launched in 2019 by Jason Ray and Chelsea Ransom-Cooper.

Combining the two partner firms will create an RIA with more than $50B under management.

Industry experts who track comings and goings at large firms say the advisor staff figures often obscure more than they reveal.

Nearly one out of three advisors at independent broker-dealers has thought about going solo in the past year, a new survey finds.

Here's what advisors at the $2 million production level can expect to earn at large and regional firms