RIAs

In a succession play, Advisor Financial Services gets snapped up by Retirement Advisors of America.

Voices: The DoL is restricting investor choice and casts an unnecessarily critical light on existing B-D relationships that only follow a suitability requirement.

As digital wealth platforms turn to serve advisors, the trend will help those who are ready to enhance their practices with technological tools.

Voices: Exemptions for high-fee products, a prolonged compliance deadline and less-prominent disclosure requirements leaves our columnist feeling like she did on a certain Christmas morning.

To get a head start on the new rules, Janus Capital’s Matt Sommer suggests these smart moves.

Exclusive: Top Labor official says, “If we think there is some continued abuse that hasn't been adequately addressed, we'll figure out what to do."

“A great win for the middle class," a proponent says, as others note the changes already occurring at planning firms.

Recruits from UBS and Morgan Stanley left the wirehouses for the independent side of Wells Fargo.

Advisors should focus on key questions to best estimate how much retirement savings a client really needs.

Massachusetts securities authority goes further than SEC or FINRA in its examination of automated advice.