RIAs

Labor Department event planned for next week.

On Wall Street honors the industry's leading branch managers.

The self-regulatory organization acted out of concern for the client who might not be aware of the important factors relating to moving their assets with an advisor switching firms.

Voices: Advisors still relying on spreadsheets for basic planning run a very real risk of becoming obsolete in the near future.

Private equity is voting for the independent model with its checkbook, and the appetite shows no sign of abating.

With its new $700 million valuation, Betterment takes top ranking among digital advice providers.

When a son or daughter joins a parent’s advisory practice, the transition can be tough, but it doesn’t have to be.

"We decided we wanted to take part in the consolidation of the industry," says Mercer CEO David Barton.

As of May 2, CFPs will lose the right to sue the board.

The former wirehouse advisor is the newest hire at Snowden Lane Partners, an independent firm.