RIAs

Strong details and carefully executed plans make for a positive transition.

The independent broker-dealer has added former LPL affiliate Nelson & Nelson Wealth Management of Camarillo, Calif.

But the asset allocation and rebalancing service will launch first for retail before rolling out to Schwab advisors.

Fending off cyber intrusions is becoming a cost of doing business, but when advisors find that their practice has been breached, they need to follow a plan for assessing the damage.

The “reverse churning” comes in when the client is in a wrap program, despite being a low-volume trader.

When it's time to give up control of your firm, will you know what to do?

What questions are advisors not asking when buying a firm?

The SEC is cracking down on advisors. Here are a few things advisors must know how to answer when examiners come calling.

Independent firm Snowden Lane Partners recruited another wirehouse advisor team, this time from Merrill Lynch.

A Wells Fargo advisor team that managed $200 million in assets has left to join Steward Partners, an independent firm founded a year ago by former wirehouse managers.