RIAs

The country's largest independent broker-dealer attracts 110 net new advisors in the fourth quarter.

A Laserfiche study finds better content management can improve firms' sale valuations by between $242K and $3.6M.

The censure decisions are the result of reviews by the Board's Disciplinary and Ethics Commission, which meets three times a year.

Retiree-focused Cherrington Brotsky left Morgan Stanley to join broker-dealer FSC, a member of Advisor Group.

The highest-performing firms identified in Fidelity's RIA benchmarking study focused on 'smart technology and adoption versus chasing the latest and greatest tech products.'

Securities America and United Advisors have recruited Kevin Hughes, a top former Morgan Stanley branch manager, to head up their new hybrid independent wealth advisory business.

The board's plans focus on aggressive growth, increased awareness of mark and regulatory impact.

If an advisor is offered 360% of trailing-12, this app will break down the details: how much is upfront and how much is doled out for various thresholds along the way. Plus, annual payout bonuses will be revealed.

For firms looking to grow, here are eight smart trends seen among successful firms.

From talking about why advisors may be missing the boat on retirement plans to regulators zeroing in on elderly client protections, here are the most notable quotes from the past week's stories.