<b>On Wall Street and New York Life/Mainstay Investments Present:</b>
<b>Joseph DeFalco</b>
Ameriprise
San Diego, Calif.
Number of Advisors: 25
Branch AUM: $750 million
<b>Jeff Dobyns</b>
Southwestern Investment Group/Raymond James
Franklin, Tenn.
Number of Advisors: 21
Branch AUM: $1.2 billion
<b>Rick Folmar</b>
Wells Fargo Advisors
Oklahoma and
Northwest Arkansas
Number of Advisors: 133
Branch AUM: $9 billion
<b>Michael Gatewood</b>
UBS Wealth Management
Troy, Mich.
Number of Advisors: 91
Branch AUM: $9.8 billion
<b>Catherine Lapadula</b>
Managing Director
UBS - International
New York City
Number of Advisors: 52
Branch AUM: $6 billion
<b>Brock Loen</b>
D.A. Davidson & Co.
Seattle
Number of Advisors: 21
Branch AUM: $2 billion
<b>Rob Malenfant</b>
Manager, Family Wealth Director
Morgan Stanley
Boston
Number of Advisors: 130
Branch AUM: $15 billion
<b>Kirk Mandlin</b>
Managing Director
Wells Fargo Advisors
Portland, Ore.
Number of Advisors: 140
Branch AUM: $7.1 billion
<b>Eric H. Siber </b>
RBC Wealth Management
Parsippany, NJ
Number of Advisors: 40
Branch AUM: $6 billion
<b>Stephen Viets</b>
Market Manager
Wells Fargo Advisors
Las Vegas
Number of Advisors: 100
Branch AUM: $6 billion