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Clients who have $30,000 in student loan debt would have missed as much as $325,000 in investment opportunities in their 401(k) plans; Plus, the one money move to make before the end of the year.

Two advisors with $136 million in client assets left the wirehouse to join the regional B-D.

Is your bank about to be sold? It may depend on the age of the boss.

The burden is on money managers to demonstrate their value by finding "sweet spots" that increase returns and manage risks if they want to maintain record profits and compete with increasingly sophisticated passive investments, according to a new study from McKinsey.

The bank's wealth management group has launched a new offering that caters to owners of small- to medium-sized businesses.

The new recruits join from Wells Fargo and Oppenheimer.

The advisor is asking a judge to spare him from prison, saying he took the data to analyze client information from home so he could do a better job.

It’s rare that advisors leave the Christian-oriented independent firm, a spokeswoman says.

Exencial’s John Burns is looking to buy RIAs and his phone “has been ringing a lot."

Financial planners and tax experts offer their unique strategies for year-end planning that can help your clients.

Financial planners and tax experts offer their unique strategies for year-end planning that can help your clients.

Setting aside 15% of income for retirement may not be enough to build a nest egg that is adequate to cover living and other costs in the golden years; Plus, why investors should say no to universal life insurance as a retirement fund.

Advisors must ensure that their firms meet the needs of the younger generation of workers.

El-Erian says we have borrowed market returns from the future. Allan Roth is having none of it.

The move has hastened the transition to fee-based business and better positioned wealth management for growth.

"ETFs are just a better mousetrap than a mutual fund,” Kapito said Tuesday at an investment conference sponsored by Goldman Sachs.

Cybersecurity is a “huge, huge, huge issue” for advisory industry, says John Burns of Exencial Wealth Advisors.

A proposal to require the Labor Department to respond to the volumes of comment it received on the proposal would create a delay that fiduciary advocates say would run out the clock on a vital consumer protection.

Investors resumed redemptions from Bill Gross's Janus Global Unconstrained Bond Fund in November, taking out about $74 million, the largest monthly outflow since the erstwhile bond king took over the fund last year.

The ex-advisor says he was told that Morgan Stanley "suspected" Russian hackers got access to thousands of customer records stored on his personal computer and tried to sell the information on the Internet.