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The takeover of erstwhile rival Credit Suisse has allowed UBS to scale its business and push for a greater slice of the U.S. wealth management pie.

It's not that most firms lack distinct services and a distinct character. It's that so many are bad at conveying these traits to potential clients.

Financial advice is a crowded field. Experts offer techniques to find new clients and distinguish your business.

In the era of artificial intelligence, clients of all ages and education levels are vulnerable to digital bunco artists. Here's how to help clients protect their investments.

Regulators contend two firms falsely advertised themselves as the first to apply artificial intelligence to investment recommendations.

A federal court has temporarily halted the Securities and Exchange Commission's climate-related disclosure rule in response to a lawsuit from a pair of fracking companies.

Financial advisors and tax experts say HOA fees are usually not deductible, unless the home is used for a business or as a rental property.

Jeff McMillan will be in charge of marshaling the firm's investments in artificial intelligence to drive efficiency.

The reality is that traditional 'one and done' software training is insufficient.

President Biden wants the wealthy to "pay their fair share." Ex-President Trump calls for "the biggest tax cuts." But labeling people as rich creates massive policy challenges.

The technology startup continues to make U.S. inroads with its goal of enabling advisors to better deliver customized financial advice.

The chair and CEO of the M&T division considers herself a "builder-fixer" and has sought out new challenges and opportunities throughout her more than 30-year career.

UBS receives praise for diversification outside the U.S., particularly in Asia.

Industry lawyers think the watchdog agency may be handling low-level missteps through informal means and saving the big fines for violations that harm clients or undermine markets.

The legal action also alleges Mark Lamkin's former associates conspired behind his back to prevent him from leaving with his clients.

Financial advisors and tax pros say the exemption poses a lot of complexity — and substantial savings. But it could go away at the end of next year.

RIAs must consider the bottom line when evaluating health care planning options, but the positives of delivering more holistic and comprehensive planning to your clients should not be overlooked.

Though sometimes overlooked, dividends can provide passive income or spark compounding growth. Here are the stocks with the biggest payouts.

Industry recruiters still wonder if the regional firm's new recruits bring the experience needed to replace the experienced teams that have been leaving.

A reader in New Jersey feels like she's drowning in financial apps and websites. Is it time for some spring cleaning?