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The Providence, Rhode Island, company has recruited a head of wealth management advisors and a head of private wealth managers as part of a new strategy to reel in high-net worth clients.
February 8
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Downsizing in retirement is common. What's less common is building the new home yourself. Can a senior in California pull it off?
February 8
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A Republican running for the U.S. House accused the Wall Street powerhouse of violating its own rules by not letting her step aside to conduct a campaign. A FINRA panel agreed.
February 8
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The nuance around RIA compensation belies an often overheated debate and the ability for planners these days to make their own choices.
February 8
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The CEO of Myriad Advisor Solutions came to Future Proof to talk tech and make business connections — seeing a flash mob formation was just a bonus.
February 8
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Some participants on the Street estimate that SMAs hold as much as $1.5 trillion of munis while others peg it closer to $1 trillion to $1.3 trillion.
February 8
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The firm's recruiting chief shared the latest updates with FP amid record financial advisor headcounts and an effort to expand beyond its traditional label as an IBD.
February 7
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Brendan Krebs sees his firm as standing out with its three-pronged structure: a traditional wirehouse, branch-based advisory and an independent channel.
February 7
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Taxpayers will benefit from a reduced top marginal rate in 13 states, but in two states the rate has increased.
February 7
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Parents can leverage their wealth to access the dream of homeownership for their kids — as long as income tax and gift tax consequences are factored in.
February 7
American College of Financial Services -
The Swiss firm reports strong asset inflows for the year but still struggles with low profit margins in the U.S.
February 6
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The local environment for debt and income, cost of living, housing, and taxes can make a big difference when it comes to putting away money.
February 6
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Financial Planning announces its 2024 class of the top 40 most productive employee wealth management brokers under age 40.
February 6
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Financial Planning announces its 2024 class of the top 40 most productive employee brokers under age 40 at regional firms.
February 6
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The profession displays a stunningly high rate of attrition in the first year. Here's how wirehouses and regional brokerages must try to change with the times.
February 6
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In correspondence with Rep. Andy Barr, R-Ky., the Federal Reserve and Office of the Comptroller of the Currency said the Securities and Exchange Commission's proposed safeguarding rule could change banks' custody businesses.
February 5
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Industry headhunters look for a revival of Merrill's recruiting efforts to stem the slow bleed of talent to industry rivals.
February 5
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The gift outlays — and the many rules and potential duties tied to them — can affect clients' long-term trail toward RMDs, Roth IRAs, the FAFSA and other areas.
February 5
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Major employers like IBM and Ikea are touting the benefits of pensions on their employees' financial well-being. Is the industry ready for a comeback?
February 5
