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Avantax's parent had sued two firms owned by its future buyer and one of its major branches prior to the agreement to go private in a billion-dollar acquisition.

Company executives also called attention to the firm's new wealth management system, Wove.

Proponents expect crypto to gain legitimacy and come to clients at lower costs if the SEC signs off as it's expected to do.

Morgan Stanley's wealth management inflows slow in third quarter

Competitors to the giant custodians say they're developing their own programs even as members of existing networks push back against some of the criticism.

How to use, govern and adopt AI were some of the main themes from the Monday event.

Merrill president and co-head Lindsay Hans said the firm is well-positioned for the "largest asset-gathering opportunity that FAs have seen in decades."

The leaders of the group specializing in serving high net worth families were seeking to run their business entirely on a fiduciary basis.

The organization, launched about five years ago by Troy Prince, is seeking more industry collaboration on its mission of "changing the face of Wall Street."

The Wall Street giant is staggering under its plan to shift back to serving primarily the ultrawealthy.

Firms overly reliant on ultrawealthy clients need to ramp up their digital capabilities to attract the growing segment of clients with between $250,000 and $1 million in assets.

Using FP's criteria, data partner COMPLY scraped together a listing of the biggest firms that provide financial planning services but don't accept commissions.

Competitors and critics in an industry fragmented between large and small firms and obsessed with organic growth question the increasing exclusivity and fees.

Earn a $10 Amazon gift card and contribute to valuable research by answering a few questions for Arizent's "2024 Predictions" report.

A new Cerulli report found that the 10 largest broker-dealers hold 58% of retail AUM, in the wake of rapid consolidation among the top 25 BDs.

The combined organizations will represent roughly 20,000 financial professionals.

The banking and brokerage firm's income also suffered from clients moving money into high-interest-paying money markets.

Tens of billions of dollars in taxable assets on Raymond James' managed account platform will get upgraded tools by mid-2024, the firms say.