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New leadership at Capco, changes at the CFP board of standards, and more executive moves.

A new study of high-end advisors finds that their clients are often working longer in order to hold onto their luxuries.

McWhinney’s wealth management shakeup sends transaction brokers flying, but may set the stage for bank brokerage’s evolution.

Brinker is the latest to advance mobile computing for advisors, but Fidelity and Securities America tread cautiously.

Genworth asset managers debated investing questions on Tuesday afternoon at an event in New York.

The Securities and Exchange Commission announced that Robert J. Keyes has been named Associate Regional Director and Chief of Regional Office Operations in the agency's New York Regional Office.

Position shift could impact reg reform bill

Arguing that regulators are not likely to correctly predict the next crisis, former Federal Reserve Board Chairman Alan Greenspan said Wednesday that banks must hold more capital and face higher collateral requirements.

If it were simpler to explain, address or even pronounce, interconnectedness might have been the primary target of financial system reformers.

The Securities and Exchange Commission announced that Robert J. Keyes has been named Associate Regional Director and Chief of Regional Office Operations in the agency's New York Regional Office.

Morgan Keegan got hit Wednesday with enforcement actions from both FINRA and the Securities and Exchange Commission over several bond funds that have cost the firm millions of dollars in investor arbitration complaints.

SEC and FINRA actions mark the latest chapter in Morgan Keegan’s ill-fated bond funds saga.

An S&P analysis shows that small-cap value and mid-cap value investors earned around 10% in the first quarter.

Brown Brothers Harriman & Co. announced Wednesday it promoted Brett D. Sovine to president and chief executive officer of its trust company.

Last week, investors did something they have not done in more than a year: They withdrew more money from municipal bond mutual funds than they put in.

Ever since the recession began, everyone from media outlets to industry gurus have deemed 401(k)s a failure. One recent study is directly disputing that argument.

Currencies in China, Brazil, Canada and Australia all offer attractive returns in the coming months, compared to sub-par performance from the euro, British pound and Japanese yen, according to Paul McCulley, a fund manager at Pacific Investment Management Co.

The Securities and Exchange Commission has named Kathleen Griffin as the agency's first chief compliance officer in an ongoing effort to strengthen its internal compliance program.

Last week, investors did something they have not done in well more than a year: withdrew more money from municipal bond mutual funds than they put in.

After about nine months on the job, AIG's CEO says he's not yet ready to return to his retirement. Robert Benmosche, AIG, Edward Liddy, ALICO, AIA Group