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The regulator and one of its largest members, LPL Financial, engaged in a back-and-forth on the controversial initiative.
May 16 -
Grandchildren won't be able to have their own accounts until they are earning their own income, but they can be named beneficiaries.
April 8 -
Those who fail to meet the cutoff face a penalty equivalent to 50% of their required minimum distribution.
March 29 -
The regulator is looking into whether brokers made appropriate share class recommendations for the plans as a result of the new law.
March 19 -
Those who fail to repay their loans on time may face early withdrawal penalties.
March 5 -
A new FINRA initiative to root out breaches of supervisory rules on 529 plans provoked criticism from the IBD advocacy group.
January 31 -
Workers should urge their employers to offer this savings option in their 401(k) plans to save for emergency and unforeseen expenses.
December 6 -
A small proportion of parents are investing in the program for their children, however new analysis suggests that may be changing.
November 6 -
Startup entrepreneur sees an opportunity to simplify savings plans and financial giving for children, and hook their parents into wealth management in the process.
October 24 -
Tax overhaul has scrapped taxes on a child's excess unearned income at the same rate as their parents.
October 16









