Accounting

The nonprofit's response to the scathing criticism of the Independent Task Force on Enforcement was to protect its own executives at the expense of benefiting investors, writes Allan Roth.

The SEC has tweaked certain accounting rules and is considering doing more.

Some clients may have to pay the money back if their jobs or salaries change.

The Dallas-based hybrid RIA has more than 100 reps, and, if they follow the chief’s exit, it would be the the No. 1 IBD’s largest loss since 2019.

Anyone can call themselves a wealth advisor these days. Here are credentials that count.

Outmoded, unpopular, a tad unsavory: the once-ubiquitous title is now out of favor.

Financial advisor Hannah Moore and more than 60 presenters are expanding access to instruction and networking for aspiring and underrepresented advisors.

NCCPAP’s Stephen Mankowski shares details from the service on filing date extensions and more.

The update is a step forward to being more inclusive of individuals who don’t identify as male or female.

The change will affect continuing education immediately and certification examinations starting in March 2022.