Financial Planning

Bankruptcy

JPMorgan owns part of America’s largest gun-maker. Now what?

The firm’s asset management arm, along with Franklin Templeton, supplied Remington with a $100 million loan to carry it out of the Chapter 11 process.

Corporate governance May 25

Corporate governance May 25
Madoff victims get another $500M from recovery efforts

The payout brings the distribution to more than $1.2 billion, a fraction of the more than $50 billion scam.

Financial regulations April 12

Financial regulations April 12
The vital tax planning tool few advisors know

Only 17 states permit these trusts, which can play an important role in planning for income taxes and estate taxes.

Tax planning Martin M. Shenkman April 3

Tax planning Martin M. Shenkman April 3
Cetera parent Aretec lands eMoney founder for its board

Edmond Walters is seen as bringing deep fintech expertise to rebranded company.

Independent BDs Ann Marsh June 16, 2016

Independent BDs Ann Marsh June 16, 2016
Cetera buries RCS Capital brand

Firm relaunches as Aretec – Cetera spelled backward; new owners are undisclosed.

Independent BDs Ann Marsh May 25, 2016

Independent BDs Ann Marsh May 25, 2016
RCS Capital, parent of Cetera, has bankruptcy plan confirmed

Judge’s decision paves way for the Cetera subsidiary’s IBDs to move past RCS troubles; retirement benefits are unaffected, judge says.

Independent BDs Ann Marsh May 19, 2016

Independent BDs Ann Marsh May 19, 2016