Client portals

Should it be custodians? Or the clients themselves? Bob Veres picks a side.

Brand recognition provides an edge in digital wealth management, but offers little protection when tech issues strike.

If you do not fully understand the regulations, you’re not alone.

The customer relationship management platform will now pull all accessible client information into a single dashboard.

Advisors may need to shed the AUM model of the past, says the TD Ameritrade Insitutional president. Also: The biggest threat to RIAs and the outlook for job-hunting advisors.

Planners ranging from sole practitioners to the largest OSJ enterprises welcomed the CEO’s comment that the firm's culture was not aligned with its strategy.

The No. 1 IBD adapted Riskalyze to its still-evolving ClientWorks portal and added Black Diamond to its discounted vendor program.

The network brought together three dozen advisors with 20 tech vendors as it seeks their input on potential partnerships and acquisitions.

For most of his life, this finance veteran was a DIY investor. Here’s how a millennial advisor persuaded him to change his ways.

A pen and paper or more advanced methods of documentation can save financial advisors from a variety of troubles.

The move by Alexa von Tobel’s startup to drop planning services reveals a deal marked by challenges from the very beginning, experts say.

The largest insurance company-owned IBD and Alexa von Tobel's startup announced a new setup for the firms roughly three years after the acquisition.

The firm is prioritizing its most productive advisors after shedding some 30% from its headcount.