Commercial banking

Rossby Financial CEO Andrew J. Evans applies the entertainment legend's "plussing the park" philosophy to keep his firm's tech stack flexible.

Ryan's selection may indicate an SEC aiming to resolve more violations by other means than enforcement actions, one lawyer said.

Scott Turner is the secretary of the Department of Housing and Urban Development

The tide is in the wirehouse's direction in its fights with advisors who've left for rival firms.

Ian Liu is a Client Executive with Global Risk Consultants. Ian is a RIMS conference speaker and thought leader in the risk engineering industry. He previously worked with AXA XL and FM. He earned a Master of Management in Artificial Intelligence from Queen's University and a Bachelor of Applied Science degree in Chemical Engineering with a Minor in Sustainable Energy from the University of Toronto.

As head of the SEC's enforcement division, Margaret Ryan is expected to pursue the administration's priority on fighting fraud and insider-trading cases, while taking a lighter touch than her precessor with the crypto industry.

Mike Cagney is a co-founder and serves as executive chairman of Figure, an online lending platform. He formerly co-founded SoFi.

Also this week, Raymond James picks another team from Commonwealth amid its purchase by LPL, and Cetera recruits from B. Riley Wealth Advisors.

Kevin McDonald is chief operating officer and chief information security officer at Alvaka, where he has served for more than two decades. He is a member of industry and law enforcement organizations including the High-Tech Crimes Investigations Association, FBI Infragard, DHS CISA UAV Working Group and GTIA's Global Cybersecurity Task Force. He can be reached by email at kevin@alvaka.net.

The current president of Omaha, Nebraska-based Orion Advisor Technology and former starting pitcher for the Vanderbilt University baseball team spoke recently with Financial Planning about his new role, AI, the challenges of bringing various solutions together in one place and more.

The Internal Revenue Service issued answers to frequently asked questions about the soon-to-expire tax credits for solar and wind power and electric vehicles.

Recruiters say firms routinely cover advisors' lost deferred compensation in offer packages. Those deals are complicating efforts by advisors who contend they're still owed backpay.

Ryan Ellis is the president of the Center for a Free Economy.

Mike Sanders is co-founder and CEO of CereTax. He is a tax technology entrepreneur with over 30 years' experience building and scaling successful businesses. In 1998, he co-founded Tax Partners, growing it into the nation's largest sales tax compliance service bureau before its acquisition by Thomson Corporation. In 2010, he co-founded SureTax, the first SaaS tax calculation platform tailored for the telecom and energy sectors, which was later acquired by Wolters Kluwer. 

Seventeen Democratic state officials urged major asset managers to prioritize long-term risks like climate change, rejecting Republican efforts to curb ESG investing.

What tips qualify, which don't, how to file and more.

Deploying mindful nutrition habits throughout the workday staves off advisor stress while sharpening analytical thinking and client communication skills.

Volatility, concerns over security and custody, and a lack of clear regulatory framework are the key barriers to adoption, according to Financial Planning's August Financial Advisor Confidence Outlook survey.

Customer satisfaction with Medicare Advantage plans is down, according to a new survey from J.D. Power. But some financial advisors say zero-premium plans remain a lifeline for cash-strapped seniors.