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The layoffs are part of a shift of personnel to LPL Financial's South Carolina campus to cut costs and position the independent broker-dealer for future growth.
February 23
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Some banks are looking to hire advisers or buy firms, while others are looking to get out of the business entirely.
February 17
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The private equity-backed buyer hopes to double its offices around the country in three years.
February 14
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Large firms backed by outside capital are swooping in on smaller advisers, according to a new industry report.
February 10
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Greater transparency can help land prospects with the industry focused on the Department of Labor's fiduciary rule, experts say.
February 9
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The aggregator has clicked with an expansion-minded RIA seeking to grow its footprint and 401(k) business.
February 7
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Modera Wealth reached $2 billion in AUM with its latest RIA acquisition.
January 26
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Regional directors are “sorry to see Doug go," a Cetera adviser says. Tom Taylor, now COO, will take his place.
January 26
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The new year is off to a busy start with deals worth $250 million.
January 11
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Recent announcements from the bank open an opportunity for CEO Timothy Sloan to take a public leadership position on the issue of financial industry compensation.
January 10
