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Kavout and qplum claim their technology and founding teams set them apart from competition in the space.
August 24 -
Banks are creating tech to do chores previously performed by people in operations, wealth management, algorithmic trading and risk management.
August 24 -
A scientist's lament: Too often there’s a disconnect between what a firm needs and what analytic tools actually deliver.
July 6Alpine Data -
The SEC found that auditing or testing would likely have revealed deficiencies in controls that allowed an employee access to client information at the wirehouse, says leading compliance expert Alan Foxman.
June 22 -
Advisers, get ready to track — and secure — client information streaming in from physical properties and a vast array of accounts.
May 17